Stock Broking Frequently Asked Questions ( FAQ’s)
If you are interested in getting into Stock broking then you would be having a few questions in mind. We have collected the most important and the most frequently asked questions asked by people who want to get into stock broking. The frequently asked questions which are often asked are given below.
Who can be a stock broker?
Any one and every one who is interested in becoming a stock broker can be one provided he is a graduate and has atleast two years of experience in a relevant field of broking, consultancy or advising.
How can one become a stock broker?
In order to become a stock broker one has to get themselves registered with the particular stock exchange for which he wants to be the stock broker.
What are the responsibilities of a stock broker?
The responsibilities of a stock broker are to facilitate the buying and selling of stocks or of shares of a particular company. Thus the stock broker has to be affiliated with the main stock exchanges in the country so that he can help his or her clients in performing the transaction with the stock exchange.
Who can not become a stock broker?
You may not be allowed to become a stock broker if you are not a graduate or do not have the relevant work experience details. You can also be refused to be given a stock broker license if you have earlier defaulted at any stock exchange or have been bankrupt before.
Which are the institutes that offer a stock broking related course?
There are several institutes that will offer stock broking related courses in India. Some of them are,
• National Stock Exchange of India, Mumbai
• Institute of Financial and Investment Planning, Mumbai
• Institute of Chartered Financial Analysts of India, Hyderabad
• Institute of Company Secretaries of India, New Delhi
• Bombay Stock Exchange Training Institute, Mumbai
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